Compliance – Metrosoft

Fundsphere^® Compliance is a powerful tool that provides a comprehensive compliance solution for the fund industry. The highly customizable application greatly streamlines the compliance process by integrating anti-money laundering (AML), fraud attempt detection, Know Your Customer (KYC), and Politically Exposed Persons (PEP) screening. It allows effective monitoring in real-time of eligible entities in the business process using normalized and customized lists of rules. Fundsphere® Compliance enables our clients to automate and manage all internal and regulatory compliance rules.

Fundsphere Compliance enables our clients to:

Mitigate risk of regulatory fines with a robust and streamlined process
Enable an effective compliance process with global and local AML requirements
Centralize data from different sources through efficient and secure data flow
Detect investor, broker or staff fraud attempts in real time through one web-based platform
Customize rules and reports to meet changes in compliance requirements
Generate automated alerts which inform when significant compliance issues occur
Reduce manual processes and provide timely, accurate and transparent information through automated reporting