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Fundsphere® Compliance is a powerful tool that provides a comprehensive compliance solution for the fund industry. The highly customizable application greatly streamlines the compliance process by integrating anti-money laundering (AML), fraud attempt detection, Know Your Customer (KYC), and Politically Exposed Persons (PEP) screening.  It allows effective monitoring in real-time of eligible entities in the business process using normalized and customized lists of rules. Fundsphere® Compliance enables our clients to automate and manage all internal and regulatory compliance rules.
compliance

Fundsphere Compliance enables our clients to:

  • Mitigate risk of regulatory fines with a robust and streamlined process
  • Enable an effective compliance process with global and local AML requirements
  • Centralize data from different sources through efficient and secure data flow
  • Detect investor, broker or staff fraud attempts in real time through one web-based platform
  • Customize rules and reports to meet changes in compliance requirements
  • Generate automated alerts which inform when significant compliance issues occur
  • Reduce manual processes and provide timely, accurate and transparent information through automated reporting
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